Regulatory Disclosures
Explore our comprehensive regulatory disclosures for key updates on compliance and transparency
Maintenance of a website by Stockbrokers
Details of Authorized Persons by stock brokers and depository participants
Procedure for account opening and procedure for filling out complaintsName & Contact Details of all Key Managerial Personnel
Independent Directors’ Familiarization Programme
Annual Return (Form MGT-7)
Policies related to Secretarial
Corporate Social Responsibility (CSR)
General Meeting Related Documents
Mr. Arun Kumar Mago ceased as an Independent Director of YES Securities (India) Limited w.e.f. June 11, 2024, upon completion of his second term of five years.
Mr. Ram Rastogi ceased to be an Independent Director of YES Securities (India) Limited w.e.f. April 23, 2025.
Mr. Dhananjaya Tambe appointed as an Independent Director of YES Securities (India) Limited w.e.f. June 20, 2025.
Mr. Tushar Madhav Patankar ceased to be a Non-Executive Director of YES Securities (India) Limited w.e.f. February 26, 2026
Mr. Prashant Kumar ceased to be Chairman & Non-Executive Director of YES Securities (India) Limited effective from April 6, 2026.
Mr. Vinay Tonse appointed as Chairman & Non-Executive Director of YES Securities (India) Limited w.e.f. April 6, 2026.
Investment Advisory Audit status
| Sr. No. | Financial Year | Compliance audit staus | Remarks, if any |
|---|---|---|---|
| 1 | FY 2020-21 | Conducted | Nil |
| 2 | FY 2021-22 | Conducted | Nil |
| 3 | FY 2022-23 | Conducted | Nil |
| 4 | FY 2023-24 | Conducted | Nil |
| 5 | FY 2024-25 | Conducted | Nil |
Research Analyst Audit Status
| Sr. No. | Financial Year | Compliance Audit Status | Remarks, if any |
|---|---|---|---|
| 1 | F.Y. 2024-25 | Conducted | Nil |
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