Regulatory Disclosures
Explore our comprehensive regulatory disclosures for key updates on compliance and transparency
Risk Disclosures on DerivativesCorporate Social Responsibility Policy Framework for Trading Members to provide the facility of voluntary freezing/blocking the online access_Process Note Framework for Trading Members to provide the facility of voluntary freezing/blocking the online access_Risk Policy Whistle Blower Policy Annual Action Plan for CSR Activities for the Financial Year 2024-25 Corporate Social Responsibility Committee CompositionBoard Remuneration Policy Important Information Regarding Handling of Client Securities Important Update Regarding Proprietary (PROP) Trading Risk Management Policy Mandatory Regulatory Guidelines Margin Pledge / Re-pledge wef September 1 ,2020 Important Information Regarding Margin Obligations Stewardship Code Investment Advisers (IAs) Information Important information regarding physical settlement of stock derivatives Advisory for investors Important information Practices to be avoided when trading in Options Advisory KYC Compliance Advisory for investors Corporate Social Responsibility Activities Annual Report Rev 2024-25 Corporate Social Responsibility Policy 29 Apr 2025 CSR Annual Action Plan for FY 2025-26 Notice of 12th Annual General Meeting MGT 7 - Annual Return (March 31, 2023)MGT 7 - Annual Return (March 31, 2024)MGT 7 - Annual Return (March 31, 2025)Policy on Stewardship ResponsibilitiesNames and contact details of all Key Managerial PersonnelBasic details of the YSL Escalation Matrix Names and contact details of all Key Managerial Personnel Step by step procedures for opening an account, filing a complaint on designated email id, and finding out the status of the complaint etc.
Details of Authorized Persons by stock brokers and depository participants (July-2025)- Category of AIF(s) - Category III
- SEBI Registration No(s) - IN/AIF3/20-21/0818
- Scheme Name - YES WEALTH MAXIMISER AIF
- Name of Fund Manager- Ms. Nitasha Shankar
YES WEALTH MAXIMSER is a Close ended CAT III Long only fund having a multi asset approach comprising of listed Equity and Fixed Income
Investment proposition is to focus on Megatrends shaping up the India Growth Story
The Fund has a drawdown structure consisting of indicative 4 drawdowns of 25% each with a maximum drawdown period of 24 months from the date of first closing
Tenor will be 6 years from the date of first closing
Features of the Fund
- Investments based on Multi-asset Approach
- Drawdown based structure
- Megatrends-Focused on INDIA Growth story
- Taxation is at the Fund Level
Investment Framework
- Strategic Asset Allocation
- Ideal Risk Reward
- Megatrends Shaping the economy
- Proven Business Models
- Leaders Present and Future
- Efficient Management
Portfolio Composition: Investments across listed equity instruments with a minimum market cap of INR 5,000cr and listed fixed income instruments with minimum credit rating for fixed income instruments shall be A+ and above
Diversification: Diversification to capture emerging trends across various sectors and across market capitalization
Growth with Stability: Allocation- Equity-Min 50% & Max 100%; Fixed Income- Min 0% & Max 50%
- Category of AIF(s) - Category III
- SEBI Registration No(s) - IN/AIF3/20-21/0818
- Scheme Name - YSL ALTERNATES ALPHA PLUS FUND
- Name of Fund Manager - Mr. Ravindra Bhandari
Alpha Plus fund is an open ended CAT III fund, where taxes will be at fund level and investor will receive post tax return
Fund objective is to achieve capital appreciation by gaining exposure to a diversified portfolio with a reduced volatility while investing primarily in derivatives instruments
Investment strategy includes both long and short positions in markets by employing diverse derivative trading strategies, seeking risk-adjusted return
Fund shall seek better risk adjusted returns over existing investment options and a low correlation with the benchmark
Mr. Dhananjaya Tambe appointed as an Independent Director of YES Securities (India) Limited w.e.f. June 20, 2025.
Investment Advisory Audit status
| Sr. No. | Financial Year | Compliance audit staus | Remarks, if any |
|---|---|---|---|
| 1 | FY 2020-21 | Conducted | Nil |
| 2 | FY 2021-22 | Conducted | Nil |
| 3 | FY 2022-23 | Conducted | Nil |
| 4 | FY 2023-24 | Conducted | Nil |
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