AIF - YES Alternate Alpha Plus

Tap into investment options that offer steady, reliable performance adjusted for risk.

Capture Long-Term Opportunities with Alternates Alpha Plus Fund

Consistent, Risk-Adjusted Returns

Generates reliable, risk-adjusted performance for investors over the long term.

Moderate Volatility, Stable Returns

Aims for steady annual absolute returns through controlled risk levels.

Suitable for High-Risk Investors

Caters to investors with a strong appetite for alternative investment strategies.

Proven, Time-Tested Strategies

Strategies backed by extensive statistical and quantitative research.

Consistent, Risk-Adjusted Returns

Generates reliable, risk-adjusted performance for investors over the long term.

Investment Approach of Wealth Maximiser AIF

The Wealth Maximiser AIF leverages a multi-asset strategy to capitalise on India's growth megatrends for long-term wealth creation.

1Identification : The funds are identified based on India's growth megatrends and proven business models.
2Screening & Selection : Strict screening and selection of investment options with efficient management and sustainability.
3Portfolio Creation :The multi-asset approach ensures strategic allocation for optimal risk-reward.
4Review : The portfolio is regularly evaluated according to the fund's wealth maximisation objective.

What is AIF?

Alternative Investment Funds (AIFs) are investment vehicles that offer unique strategies beyond traditional stocks, bonds, or cash.

These specialised funds cater to investors seeking diversification and the potential for higher returns, though they also carry elevated risk.

Categories and Objectives

Alternative Investment Funds (AIFs) are classified into three major categories based on their investment strategies and regulatory guidelines.

Category I AIFs: These funds focus on start-ups, early-stage ventures, social projects, and other sectors deemed socially or economically beneficial. They often receive government incentives and support.
Category II AIFs:This category encompasses a diverse range of instruments, including private equity and debt funds, without relying on borrowing for daily operations.
Category III AIFs:Funds in this category employ complex trading strategies, such as leveraging and hedging, to generate short-term returns. Hedge funds and PIPE (private investment in public equity) funds fall under this classification.

Types of AIFs

AIFs offer investors a wide range of specialised investment options. This includes:

Venture Capital Funds (VCFs) and Angel Funds invest in high-growth start-ups and early-stage companies, often with government incentives.
Private Investment in Public Equity (PIPE) Funds purchase public company shares at a discount through private placement.
Social Venture Funds prioritise positive social and environmental impact alongside financial returns.
Private Equity Funds and Debt Funds provide capital to private or unlisted companies \and governments, respectively.
Infrastructure Funds focus on long-term, stable income from projects like roads, bridges, and power plants.
Fund of Funds offers diversified portfolios by investing across various AIF categories.

Upgrade your Portfolio with YES Wealth Maximiser AIF

Capitalise on India's growth story with this close-end fund for a disciplined long-term approach

Balanced Investment Strategy

Leverage both listed equities and fixed-income assets for steady, long-term growth.

Focus on Future Trends

Identify and capitalise on the key trends shaping the future of the Indian economy.

Risk Management Approach

Reduce risk with a structured plan that fairly limits losses to up to 4 drawdowns of 25% each.

Who Can Invest in AIF?

Alternative Investment Funds are designed for experienced, financially capable investors. These funds involve higher risks and costs, making them usually unsuitable for general retail investors. High-net-worth individuals with the necessary knowledge and resources can explore the potential of AIFs to diversify their portfolios.

Did you know? AIFs offer unique investment opportunities beyond traditional assets, with higher return potential and tailored risk strategies!

Did you know? India is ranked as the 5th largest stock market in the world.

Frequently Asked Questions

What is an Alternative Investment Fund (AIF)?

An alternative investment fund is a privately pooled investment vehicle that collects funds from investors and invests these funds by a defined investment policy for the benefit of its investors.

Do Yes Securities have any solutions regarding AIF for its investors?

Yes Securities has two in-house AIFs: Yes Wealth Maximiser is a multi-assets long only CAT 3 AIF, and YSL Alternatives Alpha Plus Fund AIF is a market-neutral derivative strategy AIF CAT 3 fund.

What is the minimum and maximum investment amount?

As per SEBI regulations, the statutory minimum investment amount is INR 1 crore in Category III AIFs.

How often can I view my NAV position and transactions in my account?

Upon investment in the AIF, the units will show up in the Demat account of the investor. The value (NAV) of these units will be updated monthly. The investor will receive a statement of accounts on their registered email.

What is the tax treatment accorded to AIFs?

Profits in the AIF are taxed at applicable tax rates for equity, fixed-income and market-linked instruments. Tax is paid at the fund level, and reported returns are on a post-tax basis. At the time of exit of the investor from the AIF after the hard lock-in period, the investor is not liable to pay any taxes on the proceeds. Please note that the monthly NAV shared through the SOAs is net of all applicable taxes.

What documents are required for applying to AIFs?

Please get in touch with your relationship manager for the application of YES Wealth Maximiser AIF / YSL Alternatives Alpha Plus Fund AIF.

Can NRIs invest in the AIF?

NRI investments in the AIF are permissible only through the NRO account.

What should be the time horizon to evaluate the investment performance of the AIFs?

Yes Wealth Maximiser is a long-only multi-asset fund; a minimum of 2 years should be an ideal time to evaluate the performance. YSL Alternatives Alpha Plus Fund AIF is a market-neutral strategy; investors should evaluate the fund performance on a yearly basis

How much has the investment manager invested in the AIF?

YES Securities India Ltd., being the investment manager of the fund, would contribute 5% of the total corpus or 10 crores, whichever is lower, as capital contribution in each of the funds.

What is the fee structure?

The fee structure depends on the Capital Commitment/Class of Beneficial Interest in the fund. Please refer to the product brochure for details on the fee.

Is the fund open-ended or close-ended?

Yes Wealth Maximiser is a close-ended fund, which means the investor cannot withdraw or redeem their investment before the hard lock-in period, which is six months from the final closing. YSL Alternatives Alpha Plus Fund AIF is an open-ended AIF with 6months of lock-in For more details, please refer to the product brochure/fund documents/PPM.

Were we able to assist you? If not, feel free to explore more FAQs

Download
OMNI App

YES SECURITIES (India) Limited

Registered Address: 2nd Floor, North Side, YES BANK
House, Off Western Express Highway, Santacruz East,
Mumbai - 400055. Maharashtra, India.

Toll-free : 022 6884 1888

Email: customer.service@ysil.in

Important links

Quick links

Registration Nos.: CIN: U74992MH2013PLC240971 | SEBI Registration No.: NSE, BSE, MCX & NCDEX : INZ000185632 | Member Code: BSE – 6538, NSE – 14914, MCX – 56355 & NCDEX - 1289 | CDSL DP id: 94600 | NSDL: IN-DP-653-2021 | RESEARCH ANALYST: INH000002376 | INVESTMENT ADVISER: INA000007331 | Sponsor and Investment Manager to YSL Alternates Alpha Plus Fund (Cat III AIF) SEBI Registration No.: IN/AIF3/20-21/0818 | AMFI ARN Code – 94338 | APMI - APRN03200 (PMS Distribution)

Details of Compliance Officer: Aditya Goenka: Email id: compliance@ysil.in / Contact No: 022-65078127. Disclaimer: Investment in securities market are subject to market risks, read all the related documents carefully before investing. **Stock Health Score: The stock health scores shown in the home page is for representational purpose only and should not be read as recommendations from YSL. #Such representations are not indicative of future results. Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

Important information: If you receive a communication from people or organizations falsely claiming to recruit on behalf of YSL and received an invitation for an interview and then asking money to be send to a bank account please notify to us immediately. Such people or organizations, have unauthorized use of YSL brand in their communications. Please know that YSL has not authorized any such correspondence and that YSL has no agreement with these parties. YSL will never ask for any kind of financial payment in connection to or exchange for a job interview. Please know that any requests of such nature are fraudulent and should not be pursued. YSL advises candidates to remain alert of any suspicion communication. In case of doubt, please report it to YSLHCM@YSIL.IN in case of fake/fraudulent employment offer.

Filing of complaints on SCORES Easy & quick a. Register on SCORES portal b. Mandatory details for filing complaints on SCORES: I. Name, PAN, Address, Mobile Number, Email ID c. Benefits: i. Effective communication ii. Speedy redressal of the grievances.

Note: First time login/Forgot/Reset/Change password is usually done via OTP process over Email & SMS. However, for NRI/GIB customers, the OTP over SMS service is only available if the customer has provided their Indian mobile number in the contact detail that too subject to network availability or activation of international roaming facility on the provided number. Currently facility of OTP on International number is not provided by YSL. There is no change in the OTP process over registered email id.

Attention Investors

Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
Update your mobile number & email id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
Pay 20% upfront margin of the transaction value to trade in cash market segment.
Investors may please refer to the Exchanges' Frequently Asked Questions (FAQs) issue vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and BSE Notice no. 20200731-7 dated July 31, 2020 and 20200831-45 dated August 31, 2020 and other guidelines issued from time to time in this regard.
Check your Securities/MF/Bonds in the consolidated account statement issued by NSDL/CDSL every month.
Receive alerts for all debit and other important transactions directly from Exchange/ CDSL/ NSDL on your registered mobile no. /email ID at the end of the day.
Prevent Unauthorized Transactions in your demat /trading account. Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day issued in the interest of investors.
KYC is a onetime exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
Investments in Securities Market & Mutual funds are subject to market risks. Insurance is a subject matter of solicitation. Please read the risk disclosure/ offer document carefully before investing.
Investors should be wary of any misleading advertisements which solicit investments in securities market assuring guaranteed profits. Such advertisements may collect personal data with malafide intention. The investors should take informed decision without being influenced by trading tips. Investors must deal with SEBI registered intermediaries for investments in securities market.
Investors are requested to note that YES SECURITIES (India) Limited is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). YES SECURITIES (India) Limited is also required to disclose these USCNB accounts to Stock Exchange. Hence, you are requested to use following USCNB accounts only for the purpose of dealings in your trading account with us. The details of these USCNB accounts are also displayed by Stock Exchanges on their website under Know/Locate your Stock Broker.
No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account.

Name of Bank Account	Bank Account Number	IFSC Code
YES SECURITIES INDIA LIMITED-USCNB ACCOUNT	0822-04888493-195001	CSBK0000282
YES SECURITIES INDIA LIMITED-USCNB ACCOUNT	575000000097576	HDFC0000060
YES SECURITIES INDIA LIMITED-USCNB ACCOUNT	041880300000028	YESB0000419

.......Issued in the interest of investors

YES SECURITIES is a subsidiary of YES BANK LIMITED