Regulatory Disclosures

YES Securities (India) Limited (YSL) - Registered Address: 2nd Floor, North Side, YES BANK House, Off Western Express Highway, Santacruz East, Mumbai - 400055. Maharashtra, India. | Email ID: customer.service@ysil.in | Website: www.yesinvest.in. Registration Nos.: CIN: U74992MH2013PLC240971 | SEBI Registration No.: NSE, BSE, MCX & NCDEX : INZ000185632 | Member Code: BSE - 6538, NSE - 14914, MCX - 56355 & NCDEX - 1289 | CDSL : IN-DP-653-2021 | MERCHANT BANKER: INM000012227 | RESEARCH ANALYST: INH000002376 | INVESTMENT ADVISER: INA000007331 | Sponsor and Investment Manager to YSL Alternates Alpha Plus Fund (CAT III AIF) SEBI Registration No.: IN/AIF3/20-21/0818 | AMFI ARN Code – 94338 | Details of Compliance Officer: Name: Vaibhav Purohit, Email id: compliance@ysil.in, Contact No: +91-22-3347 9208. Disclaimer: Investment in securities market are subject to market risks, read all the related documents carefully before investing. **Stock Health Score: The stock health scores shown in the home page is for representational purpose only and should not be read as recommendations from YSL. ^#Such representations are not indicative of future results.

Important information - If you receive a communication from people or organizations falsely claiming to recruit on behalf of YSL and received an invitation for an interview and then asking money to be send to a bank account please notify to us immediately. Such people or organizations, have unauthorized use of YSL’s brand in their communications. Please know that YSL has not authorized any such correspondence and that YSL has no agreement with these parties. YSL will never ask for any kind of financial payment in connection to or exchange for a job interview. Please know that any requests of such nature are fraudulent and should not be pursued. YSL advises candidates to remain alert of any suspicion communication. In case of doubt, please report it to YSLHCM@YSIL.IN in case of fake/fraudulent employment offer. 

Filing of complaints on SCORES – Easy & quick a. Register on SCORES portal b. Mandatory details for filing complaints on SCORES: I. Name, PAN, Address, Mobile Number, Email ID c. Benefits: i. Effective communication ii. Speedy redressal of the grievances.

Note: First time login/Forgot/Reset/Change password is usually done via OTP process over Email & SMS. However, for NRI/GIB customers, the OTP over SMS service is only available if the customer has provided their Indian mobile number in the contact detail that too subject to network availability or activation of international roaming facility on the provided number. Currently facility of OTP on International number is not provided by YSL. There is no change in the OTP process over registered email id.

"Attention Investors
1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020
2. Update your mobile number & email id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
3. Pay 20% upfront margin of the transaction value to trade in cash market segment.
4. Investors may please refer to the Exchanges' Frequently Asked Questions (FAQs) issue vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and BSE Notice no. 20200731-7 dated July 31, 2020 and 20200831-45 dated August 31, 2020 and other guidelines issued from time to time in this regard
5. Check your Securities/MF/Bonds in the consolidated account statement issued by NSDL/CDSL every month.
6. Receive alerts for all debit and other important transactions directly from Exchange/ CDSL/ NSDL on your registered mobile no. /email ID at the end of the day.
7. Prevent unauthorized transactions in your demat/ trading account.
8. KYC is a onetime exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
9. Investments in Securities Market & Mutual funds are subject to market risks. Insurance is a subject matter of solicitation. Please read the risk disclosure/ offer document carefully before investing.
10. Investors should be wary of any misleading advertisements which solicit investments in securities market assuring guaranteed profits. Such advertisements may collect personal data with malafide intention. The investors should take informed decision without being influenced by trading tips. Investors must deal with SEBI registered intermediaries for investments in securities market.
...........Issued in the interest of Investors"

*YES BANK Disclaimer: W.e.f. Dec 8, 2020, interest rate of 5.5% p.a. is applicable on balances of INR 10 lakh up to INR 100 Crore, 4.75% p.a. balances of INR 1 lakh up to INR 10 lakh and 4% p.a. on balances up to INR 1 lakh. ^^For amounts of INR 100 Crore and above, please contact the branch or your designated Relationship Manager. Rates are subject to change at the sole discretion of YES BANK. Terms and Conditions apply.