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Investment Advisory - No. of Complaints
Number of Complaints#
At the beginning of the month
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Resolved during the month
Pending at the end of the month
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Terms And Conditions of Appointment of Independent Directors
Arbitration Mechanism in Stock Exchanges
Circular No CIR/MRD/DSA/24/2010 August 11, 2010
Circular No CIR/MRD/DSA/29/2010 August 31, 2010
Circular No CIR/MRD/DSA/2/2011 February 09, 2011
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Important Information Regarding Handling of Client Securities
Important Update Regarding Proprietary (PROP) Trading
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